Events
Here, we bring you a comprehensive collection of upcoming and past events designed to empower you with valuable insights into the world of finance. We understand the importance of staying informed and continuously learning to make informed decisions about your financial future. Our events page is your gateway to a wealth of knowledge, expertise, and opportunities.
Join us as we delve into a diverse range of topics, share industry trends, and provide you with the tools and strategies to thrive in today's ever-evolving financial landscape. Stay connected, stay informed, and unlock the possibilities that await you
Upcoming Events
More events are on the way! Check back soon for more information.
Past Events
July 25, 2023
2:00p - 3:00p
Zoom Webinar
DOL Retirement Plan Investigations and Enforcement Initiatives
Did you know that retirement plan investigations by the Department of Labor have been on the rise? In the past year alone, there has been a staggering 25% increase in investigations targeting 401k plans. Failure to meet regulatory requirements can lead to costly fines, reputational damage, and even legal repercussions. In fact, a recent survey found that 68% of plan sponsors faced compliance issues in the past year, with an average cost of $300,000 per incident. Discover key insights, strategies, and best practices to navigate the investigative process, tackle compliance challenges, mitigate risks, and implement proactive measures.